Compliance
- Independent analysis of Compliance requirements tailored to your business operations,
- Independent review of Compliance function upon ISO standards,
- Independent review of Anti-Bribery and Corruption system (AB&C) upon ISO standards,
- Assistance and advising in meeting the requirements of Personal data protection Directive (GDPR),
- Assistance in implementing FATCA requirements,
- Preparation of training materials and organising training sessions for employees,
- Preparation of materials for obtaining different licences issued by the regulatory authority (policies, working guidelines, codes) and preparation of professional presentations for meetings with regulators/ investors/clients/banks.
Prevention of Money Laundering and Terrorism Financing
- Implement Money Laundering Prevention Systems and Terrorism Financing Prevention System, including preparing internal regulation, statements, working instructions, forms, guidelines,
- Implement efficient and complete Internal Control System (ICS),
- Independent review of your implemented Money Laundering Prevention System, including Risk Assessment, KYC process, monitoring activities, records keeping, Policies and Guidelines,
- Risk Appetite Statement,
- Preparation and /or support of the yearly Risk assessment from AML perspective,
- Preparation of templates for annual reports on the basis of Anti Money Laundering Law,
- Preparation of templates for regular reporting about efficiency of Money Laundering System (KPI – Key Performance Indicators),
- Preparation of functional specification for upgrading IT system,
- Analysis of IT providers for IT supported solutions for holistic management of Money Laundering and Terrorism Prevention Risks,
- Preparation of training materials and organising training sessions for employees,
- Performing all above listed activities as “outsourcing” partner.
Fraud Prevention System and Fraud Investigation (internal and external)
- Independent analysis of Compliance requirements tailored to your business operations,
- Independent review of Compliance function upon ISO standards,
- Independent review of Anti-Bribery and Corruption system (AB&C) upon ISO standards,
- Assistance and advising in meeting the requirements of Personal data protection Directive (GDPR),
- Assistance in implementing FATCA requirements,
- Preparation of training materials and organising training sessions for employees,
- Preparation of materials for obtaining different licences issued by the regulatory authority (policies, working guidelines, codes) and preparation of professional presentations for meetings with regulators/ investors/clients/banks.
Internal Auditing
- Preparation of policies and methodologies for categorisation of measures, identified and reported by internal audit function,
- Preparation of audit plan upon risk assessment,
- Performing all above listed activities as external partner (outsourcing)
Business Ethics
- Preparation of Code of Business conduct and Ethics,
- Preparation and implementation of whistleblowing system,
- Raising awareness of the values and principles of the company.
